Guide Medicinal Plants · Placing Terms Cleanly

Adaptogens explained: what the term means and what it does not promise

A word from Soviet pharmacology has become a marketing seal. What physiology sits behind it, what data, and where do both end?

Origin of the term HPA axis & cortisol Hormesis Rhodiola, ashwagandha & co. Risks named honestly
SJ
Shukri Jarmoukli · Physician · Self-chosen area of focus: integrative medicine · ViveCura Berlin
ViveCura Blog Guide Medicinal Plants Adaptogens explained
My starting point

Adaptogen is not a promise of effect. It is a question in the form of a word: how well can your system answer a strain and then wind down again? That question is a good one. The answer is rarely inside a capsule.

You are standing in front of the shelf. Or in front of an advertisement that seems to know you very precisely. There is a word there that sounds like science and still stays pleasantly soft: adaptogen. Underneath it, usually a promise. More calm. More focus. Less cortisol. And somewhere in small print: food supplement.

And then that second of uncertainty. Is this medicine or marketing? Is there real physiology behind it, or just a particularly well built word?

Both. That is exactly what makes it so confusing. The term has a real research history, a comprehensible physiological core and a body of data that is neither zero nor what the packaging suggests. I want to sort these three levels apart here. Not to talk you out of anything. But so that you know what you are actually deciding about.

What awaits you in this article

  • Where the word adaptogen comes from and why it arose in the USSR
  • The three classic criteria and their weak spot
  • What European authorities say about the term
  • HPA axis and cortisol: the physiological core
  • Why a lower cortisol is not automatically better
  • Hormesis as an explanatory model and what follows from it
  • The data plant by plant, without whitewashing
  • Why almost all studies are positive and what that means
  • Liver, thyroid, pregnancy: the risk side
  • Quality, standardisation and what counts on the label
  • Why sleep, light and recovery stay the foundation
Evidence marking in this article I consistently separate where a statement comes from. RCT / meta-analysis human Observation human Animal model Cell level / mechanism

Where the word comes from, and why that matters

Almost every term in medicine carries the time of its origin around with it. With adaptogen this is particularly clear.

By the common account, the term goes back to the year 1947 in Soviet pharmacology. The pharmacologist Lazarev is said to have coined it for substances meant to raise the non-specific resistance of an organism to strain. Not against a particular disease. But against strain as such. The primary sources for this are Russian-language and hard to access, and the dating comes mostly from later review work (Panossian AG et al., Med Res Rev 2021, source 2).

The context was not the wellness department. It was about people under extreme conditions: soldiers, pilots, miners, later cosmonauts and competitive athletes. What was sought was something to support performance under sustained load, without the drawbacks of classic stimulants.

In 1969 Brekhman and Dardymov formalised the concept in a review article in the Annual Review of Pharmacology. That is where the three criteria stand which to this day turn up in almost every text about adaptogens, mostly without a source.

1947

The term is born

By the common account, Lazarev coins the expression adaptogen for substances meant to raise non-specific resistance. The frame is occupational medicine and performance physiology, not natural medicine.

1960s

Entry into official medicine

Schisandra chinensis is recognised as an adaptogen in the USSR and enters the State Pharmacopoeia. Eleutherococcus is used widely. The research on it appears predominantly in Russian.

1969

The three criteria

Brekhman and Dardymov publish in the Annual Review of Pharmacology the definition that is still cited today. With it, an observation turns into a pharmacological category.

2008

Europe takes a look

The Committee on Herbal Medicinal Products of the European medicines agency publishes a reflection paper on the adaptogenic concept. It frames the term and describes how such preparations are to be assessed.

Today

The term becomes a brand

Adaptogen appears on coffee, bars, drinks and capsules. The expression can be used freely. It says nothing about the amount of extract and nothing about the quality of the plant.

Why that matters: a term that arose within a performance physiology frame is today sold within a therapeutic frame. That is a quiet shift of meaning that hardly anyone comments on. And now you know why a word with so much history still says so little about the contents of a package.

The three classic criteria and their blind spot

The definition from 1969 sounds very tidy at first. It has three parts.

1

Non-specific

The substance is meant to raise resistance to very different kinds of strain: physical, chemical, biological. Not against a symptom, but against the strain itself.

2

Balancing

The direction of the action is meant to follow where a system has drifted, not the substance. Too high should come down, too low should come up. This criterion is the most elegant and at the same time the hardest to test.

3

Harmless

The substance is meant to disturb normal bodily functions no more than is necessary for the increased resistance. No tolerance, no dependence, no withdrawal.

And here lies the blind spot. Criterion two is hard to test cleanly with the tools of clinical research. A randomised trial tests a substance against placebo on a defined target value. A substance whose direction of effect is supposed to depend on the starting state resists this design. It could look unremarkable in the arithmetic of a mixed group even though something is happening in individuals.

That is no proof that adaptogens do not work. It is an indication that concept and testing method do not fit together perfectly. Holding both at once is scientifically uncomfortable, but honest.

Reframe

Most discussions about adaptogens revolve around a yes-no question: does it have an effect or not? That is the wrong first question.

The better one is: what is the result supposed to depend on? If a concept claims that its action follows your starting state, then the starting state is the most important part of the equation. Not the capsule.

What authorities in Europe say about the word

Here it becomes unexpectedly concrete. Because the term has actually occupied authorities.

The Committee on Herbal Medicinal Products of the European medicines agency published its own reflection paper on the adaptogenic concept in 2008, effective from 8 May 2008. The stated aim: to frame the term and describe how adaptogenic herbal medicinal products are to be assessed in principle.

What did not come out of it: a separate indication called adaptogen. A preparation is not licensed against adaptogen, it is licensed against stress symptoms. The term does appear in the rhodiola monograph, but only as a descriptive addition inside the stress indication, not as a field of application in its own right. The formulations in the official monographs are noticeably more restrained than the word on a package suggests.

Rhodiola rosea

Traditional use

The European monograph describes a traditional herbal medicinal product for the temporary relief of stress symptoms such as fatigue and a sense of weakness. Explicitly on the basis of long-standing use alone.

Eleutherococcus

Symptoms of asthenia

Classified in 2014 as a traditional herbal medicinal product for symptoms of asthenia such as fatigue and weakness. The committee reviewed clinical studies but saw design flaws that prevented robust conclusions.

The decisive difference European medicines law has two routes. Well-established use means: efficacy is documented by studies. Traditional use means: the application has been customary for at least 30 years, 15 of them in the EU, and it is considered plausible and sufficiently safe. The known adaptogen monographs run via the second route. That is not a devaluation. It is a precise statement about what the authorisation rests on.

And one more thing matters: by far the largest part of adaptogen products in the shops are not medicines at all but food supplements. Different and in practice lower requirements for evidence and standardisation apply to this category. The word on the package says nothing about that.

The physiological core: HPA axis and cortisol

Now to the biology. Because there is a real core, and it is more interesting than the marketing.

Imagine your stress system as a thermostat. The hypothalamus measures, the pituitary passes the signal on, the adrenal cortex produces cortisol. The cortisol reports back upwards and throttles its own production. This control loop is called the HPA axis.

Cortisol is not the villain here. It makes energy available, it slows excessive inflammation, it organises your daily rhythm. High in the morning, low in the evening. A thermostat with a daily profile.

Chronic strain presumably does not primarily disturb the level of this value. It can disturb the quality of regulation. The literature describes that the rise can come too late, the fall too slowly, the feedback blurred. There is no single uniform pattern in this, the findings diverge depending on population and measurement method. It is exactly at this model idea that the thinking behind adaptogens starts.

Study

A meta-analysis in 2023 pooled randomised trials on nine plants described as adaptogenic and examined the cortisol pathway in mentally strained, otherwise healthy adults. Meta-analysis human

25 studies entered the systematic part. In the end only Withania somnifera could be evaluated meta-analytically. There, after 56 and 60 days respectively, serum cortisol was lower by 3.27 µg/dl compared with placebo, with a confidence interval from minus 4.62 to minus 1.92, along with a clinically relevant decrease in the Perceived Stress Scale.

What this means for you: the data are not empty. But they are very unevenly distributed. Of nine plants examined, one single plant carried enough studies for a summary in the end.

Tóth-Mészáros A et al., J Funct Foods 2023. DOI: 10.1016/j.jff.2023.105695
Study

A further meta-analysis examined ashwagandha in stress and anxiety and included nine randomised controlled trials with 558 people. Meta-analysis human

Compared with placebo it found a reduction of the Perceived Stress Scale by 4.72 points, of the Hamilton anxiety scale by 2.19 points and of serum cortisol by 2.58 units. Two of these three results are close calls though: the confidence intervals reach almost to zero. That means the true effect could also be very small. In four of the included studies, mild to moderate adverse events were reported.

What this means for you: there is a reproducible signal in the same direction. The effects are measurable, but they are also not dramatic, and the safety data are part of the picture, not a footnote.

Arumugam V et al., Explore (NY) 2024;20(6):103062. DOI: 10.1016/j.explore.2024.103062

And now the point that almost everyone skips

In a randomised double-blind trial with 60 stressed adults over 60 days, morning cortisol fell markedly under a standardised ashwagandha extract. At the same time, however, DHEA-S fell as well. That is not a side finding. It is an indication that here no stress hormone was throttled selectively, but that the adrenal cortex as a whole was working differently.

Lowering cortisol is no achievement. Moving a number downwards is easy. Letting an axis regulate better is something entirely different. The first you can measure. The second you feel in the morning, in the afternoon and in your sleep.

Study

60 healthy adults with self-reported high stress load received either 240 mg of a standardised ashwagandha extract or placebo for 60 days. RCT, n=60

The Hamilton anxiety scale fell significantly compared with placebo, the DASS-21 score just short of significance. The hormonal changes were clearer: morning cortisol fell more than under placebo, as did DHEA-S. Testosterone rose in men over time, but compared with placebo this difference was not significant.

What this means for you: the authors themselves interpret the effect as an influence on the HPA axis. At the same time they write that larger samples and more varied populations are needed to underpin this.

Lopresti AL, Smith SJ, Malvi H, Kodgule R. Medicine (Baltimore) 2019;98(37):e17186. DOI: 10.1097/MD.0000000000017186

From the perspective of clinical psychoneuroimmunology I look at four levels at the same time here. The nervous system, because the HPA axis begins in the brain and not in the adrenal gland. The hormonal system, because cortisol, DHEA and the thyroid axis hang together. Metabolism, because cortisol mobilises blood sugar and strong blood sugar swings can therefore act back on the stress axis. And the immune system, because cortisol is one of its central brakes. Whoever looks at only one of these levels rarely sees the whole picture in stress. And now you know why a single cortisol value tells so little.

Hormesis: the explanatory model that works against its own advertising

Do you know the principle from strength training? The stimulus does not make you stronger. The stimulus first makes you weaker. You become stronger in the recovery afterwards.

Exactly this pattern has a name: hormesis. A biphasic dose-response relationship. A small strain provokes an adaptation. A large one provokes damage. The curve is not a straight line but an upside down U.

And exactly this model is drawn on as an explanation in adaptogen research. A large review describes adaptogens explicitly as mild stress mimetics that at low dose switch on adaptive signalling pathways so that the organism may cope better with stronger stress.

Mechanism

An extensive review on the development of the adaptogenic concept describes a biphasic dose-response relationship: at low dose, adaptogens are supposed to activate the adaptive stress response pathways as mild stress mimetics. Mechanism review

Named as molecular points of attack are, among others, heat shock proteins such as Hsp70, the stress kinase JNK1, FOXO transcription factors, cortisol and nitric oxide. A considerable part of these findings comes from cell experiments and from animal models.

What this means for you: the model is biologically plausible and internally consistent. In humans, the complete chain from capsule to heat shock protein has so far not been shown end to end.

Panossian AG, Efferth T, Shikov AN et al. Med Res Rev 2021;41(1):630-703. DOI: 10.1002/med.21743

If this model holds, then something follows from it that stands rather in the way of the advertising.

Reframe

If adaptogens work through hormesis, then this applies: more is not better. In an upside down U, a higher dose does not mean stronger, it means at some point on the wrong side of the curve.

And one more thing: a stimulus only turns into an adaptation if recovery comes afterwards. Whoever does not sleep cannot make an adaptation out of any stimulus. Not out of a botanical one either. So the model itself says that the foundation comes before the capsule.

In hormesis research exactly this point is emphasised: it is worth investigating not only broader dose ranges but also varying the temporal dimension systematically, that is, the timing, number, frequency and duration of the stimuli. That is a fairly precise description of what stands on no supplement label.

Study

A working group summarised in 2018 the state of research on conditioning, hormesis and stress adaptation and formulated recommendations for future studies. Review, mechanism

Core statement: to use endogenous protective mechanisms deliberately, research would have to test not only broader dose ranges but above all vary the temporal structure of the stimuli systematically.

What this means for you: even if a substance works hormetically, what decides the result is the interplay of dose, rhythm and recovery phase. A daily capsule over months does not necessarily reflect this principle.

Leak RK, Calabrese EJ, Kozumbo WJ et al. Dose Response 2018;16(3). DOI: 10.1177/1559325818784501

The data plant by plant

Now the part you were probably looking for. I go through the six best known. Not in order of popularity, but by study situation.

Ashwagandha, Withania somnifera

The best studied plant of the group, at least over the past fifteen years. Several meta-analyses on stress, anxiety and sleep. The signal points consistently in one direction.

But look at the spread. In a meta-analysis on anxiety and insomnia from five randomised trials with 254 people, the Hamilton anxiety score fell by 5.96 points compared with placebo. The heterogeneity between the studies was at an I squared of 98 percent. That is a very high value. It means that the studies differ strongly from one another and that an averaged value is only of limited informative value.

Study

A systematic review with meta-analysis examined Withania somnifera in anxiety and insomnia and included five randomised trials with 254 people. Meta-analysis, k=5

The Hamilton anxiety score fell significantly, as did sleep onset latency, total sleep time, Pittsburgh sleep quality index and sleep efficiency. Wake phases after falling asleep and total time in bed did not change significantly. Heterogeneity was at 98 percent.

What this means for you: the direction is plausible, the numbers are fragile. The authors themselves call for larger studies before one can speak of a secured effect.

Fatima K et al. Hum Psychopharmacol 2024;39(6):e2911. DOI: 10.1002/hup.2911

Rhodiola rosea, roseroot

The plant with the longest European research line and one of the best known individual studies. In a randomised trial with 60 people with stress-related fatigue syndrome over 28 days, several attention parameters improved more clearly under the standardised extract SHR-5 than under placebo, as did a burnout score. The cortisol response to waking in the morning also differed significantly between the groups.

In fairness to this: that study comes from the environment of the manufacturer of this standardised extract, and it is disclosed in the paper. That does not make it wrong, but it belongs in the same scale in which I also place the manufacturer proximity of other work further below.

And then the view from above. A systematic review screened 206 pieces of work and found eleven includable studies. Two out of six studies on physical fatigue came out positive, three out of five on mental fatigue. All included work carried either a high or an unclear risk of bias.

Study

A systematic review assessed efficacy and safety of Rhodiola rosea in physical and mental fatigue. Of 206 screened pieces of work, eleven met the inclusion criteria. Systematic review, k=11

The results were contradictory: two out of six studies on physical and three out of five on mental fatigue reported an effect. All studies showed either a high risk of bias or reporting flaws that made an assessment of validity difficult.

What this means for you: there is an indication, but there is no methodologically clean basis for it. The authors explicitly call for a rigorously designed study that finally settles this question.

Ishaque S, Shamseer L, Bukutu C, Vohra S. BMC Complement Altern Med 2012;12:70. DOI: 10.1186/1472-6882-12-70

Eleutherococcus senticosus, Siberian ginseng

Widely used in the USSR, classified in Europe as a traditional medicinal product for symptoms of asthenia. The best controlled study on it is soberingly honest.

96 people with persistent fatigue without an identifiable cause were randomised, 76 supplied data after two months. Fatigue improved markedly in both groups. Between verum and placebo there was no statistically significant difference in the overall sample. Signals appeared only in subgroups, explicitly without adjustment for multiple testing.

Placing it

Subgroup findings without correction for multiple testing are hypotheses, not results. They are good for planning the next study. They are not good for advertising a package. Exactly this distinction regularly gets lost in marketing.

Panax ginseng

Here two meta-analyses show how strongly the question shapes the result. An evaluation across 19 randomised trials found no significant effect on fatigue severity in the overall analysis. In subgroups, significant effects appeared, for instance with ginseng combination formulas and with chronic fatigue, and more clearly with general, non-disease-bound fatigue. The effect sizes were small throughout. A second meta-analysis across twelve studies with 1298 people found a statistically significant, likewise small effect for disease-related fatigue.

19 randomised ginseng studies in one meta-analysis, without a significant overall effect on fatigue
98 % heterogeneity in an ashwagandha meta-analysis on anxiety and sleep
24 / 24 tulsi human studies with a favourable result in one systematic review

Schisandra chinensis

The plant with the most detailed historical documentation and the thinnest modern one. An extensive review summarises the Russian research: schisandra was recognised as an adaptogen in the official medicine of the USSR as early as the beginning of the 1960s and taken into the State Pharmacopoeia. Described are numerous animal experimental findings on stress protection and endurance as well as clinical observations in asthenia.

What is missing are modern randomised trials by today's standards. Whoever recommends schisandra rests on tradition and mechanism, not on a current package of studies. That is legitimate, as long as one names it that way.

Tulsi, Ocimum sanctum, holy basil

And here it becomes methodologically most interesting. A systematic review found 24 human studies on tulsi with clinical endpoints, among others on metabolism, cardiovascular health, immune function and cognition. All 24 studies reported favourable clinical results. Meaningful adverse events were reported in no study.

Caution, methodological warning signal

When everything is positive, usually something is wrong with the visibility

In medicine it is exceptional for 24 out of 24 studies to point in the same direction. Even for very well documented therapies there are negative and ambiguous pieces of work. Their complete absence is statistically improbable.

The obvious explanation is called publication bias: studies without an effect are submitted less often, accepted less often and found less often. That does not devalue the existing work. But it changes how confidently one may draw conclusions from it.

A flawless body of studies is rarely a sign of a strong substance. Usually it is a sign of an incomplete archive.

Why these studies are harder to read than they look

I want to stay fair here. No field has perfect studies, and phytotherapy has structural disadvantages that have nothing to do with intent. Plant extracts are multi-substance mixtures, they vary by origin and harvest, and nobody can file a patent on them. Large, expensive studies are therefore rarely funded by anyone.

Still, a sober look at five recurring patterns is worthwhile.

Five things to keep in mind when reading adaptogen studies

  • Small sample sizes. Many of the most cited studies have between 50 and 60 participants. That is enough for a signal, not for certainty.
  • Short durations. Typical are four to twelve weeks. That says little about use over months or years, neither about benefit nor about safety.
  • High heterogeneity. Different extracts, doses, scales and populations. An averaged value from very different studies is arithmetically correct and substantively blurred.
  • Concentration in few centres. A large part of the ashwagandha studies comes from a manageable number of research sites and manufacturer environments.
  • Closeness to manufacturers. Several of the most influential reviews on the adaptogenic concept come from authors whose disclosures show a connection to manufacturers of adaptogenic preparations. That is disclosed in the papers and does not make them wrong. It belongs to placing them in context.

And an important counter-movement: precisely because the data are thin, the reverse conclusion is inadmissible too. Missing evidence is not evidence of ineffectiveness. For eleutherococcus, the European committee explicitly formulated that a possible effect on fatigue and weakness was observed, but that design flaws prevented robust conclusions. That is something different from a negative result. And now you know why I so often say on this topic: we do not know it precisely enough yet.

The risk side that rarely stands on the package

Botanical does not mean harmless. That is not an opinion, it is by now well documented. And because adaptogens are marketed as particularly gentle, this side is especially important.

Liver

On ashwagandha there is a published case series from Iceland and the US network for drug-induced liver injury. Five people developed jaundice with nausea, exhaustion, itching and abdominal discomfort after two to twelve weeks of use. The liver injury was cholestatic or mixed. Itching and elevated bilirubin persisted for five to twenty weeks. No case led to liver failure, and in four people the liver values came back into the normal range within one to five months. In one case rhodiola was named as a possible co-contributor.

Study

A case series described five people with liver injury after taking ashwagandha-containing preparations, three of them in Iceland in 2017 to 2018, two from the US DILI network in 2016. Case series, n=5

Other causes were excluded and causality was assessed with a structured expert procedure. Chemical analyses confirmed ashwagandha in the available preparations, and no other toxic substances were found.

What this means for you: the connection is well investigated and cannot be argued away. It is rare but real, and it occurs in people without pre-existing illness.

Björnsson HK, Björnsson ES, Avula B et al. Liver Int 2020;40(4):825-829. DOI: 10.1111/liv.14393

Since then further individual cases have been published, among them an acute hepatitis with pronounced jaundice after roughly a year of use as well as a case of acute-on-chronic liver failure with pre-existing liver disease. Reviews on supplement-related liver injury now list ashwagandha regularly among the substances to watch.

The one rule from this section

What to do when the liver gives signs

If your eyes or your skin turn yellow while taking it, if the urine goes dark and the stool pale, or if persistent itching, nausea and pressure in the right upper abdomen come along with it: stop the preparation and have your liver values checked medically at short notice. Do not wait to see whether it goes away by itself.

Thyroid

Published is the case of a 47-year-old previously healthy man who presented two months after starting ashwagandha with exhaustion, night fever and weight loss. The diagnosis was a painless thyroiditis with thyrotoxicosis. After stopping, symptoms and laboratory values improved.

Fitting with this is a small safety analysis from a randomised trial in people with bipolar disorder. There, thyroxine rose from baseline in all three evaluated people treated with ashwagandha, by 7, 12 and 24 percent. In six out of seven placebo-treated people it fell. The numbers are tiny and the analysis was a secondary safety aim. The authors concluded from this that vigilance regarding overactivity might be appropriate.

Especially important if you take thyroid medication

Two reasons why this is relevant

First: if a substance can shift thyroxine values upwards, then it can make a carefully adjusted dose of levothyroxine become unsuitable. Levothyroxine is prescription only and has a narrow therapeutic window. How strongly a shift plays out depends on who you are: with heart disease, at higher age and in pregnancy it can be considerably more relevant than otherwise. Never change your dose yourself, have the values checked instead. And you often notice a shift only when you feel worse.

Second: the symptoms of beginning overactivity, that is inner restlessness, palpitations, disturbed sleep and weight loss, are easily read as stress. So as exactly the thing the preparation was taken against. This confusion can delay a diagnosis.

If you have a thyroid condition or take thyroid medication, every supplement from this group belongs in a conversation with the practice treating you and in a laboratory check. That is not scaremongering. That is simply the fitting order.

Pregnancy, breastfeeding, wish to conceive

Here the answer is short, and it is stricter than many expect. Robust human safety data are missing. At the same time the European monograph on rhodiola is unambiguous at this point: pregnancy and breastfeeding are a contraindication there, not merely an open question. For ashwagandha, a possible harm to the unborn child or a labour-inducing action is discussed in the specialist literature, and the data on this are contested.

As long as that is the case, the rule for this whole group is: no self-experiments in pregnancy, in breastfeeding and with an existing wish to conceive. If you have already taken something, that is no reason to panic, but it is a reason to raise it at your next check-up.

Children and adolescents

And one more group that rarely comes to mind with bars and drinks. For children and adolescents under 18 years of age, use is explicitly not recommended in the European monographs, because robust data are missing. That is not proof of a danger, it is simply untested ground. On a coffee with an adaptogen print, none of that is written anywhere.

Autoimmune diseases

Adaptogens are regularly described as immunomodulating in the mechanism literature. With a healthy immune situation that may be unproblematic. With an autoimmune disease, the direction of this modulation is not predictable, and studies that examine exactly this question in affected people are largely missing. I formulate this deliberately cautiously: that is a reasoned restraint arising from the mechanism, not a demonstrated harm.

Sedatives, sleeping aids, alcohol

For ashwagandha, improvements in sleep onset latency and sleep efficiency have been described in several studies. If a substance can influence sleep, it can also add up with other dampening substances. That can apply to benzodiazepines, to Z-substances, to sedating antidepressants and to alcohol. The first three groups are prescription only and are adjusted deliberately.

This matters in both directions. An addition can lead to stronger daytime sleepiness, to a tendency to fall and to impaired fitness to drive. And the other way round: never stop a prescribed sleeping aid or sedative on your own and do not reduce it because you are now taking something botanical. Both belong in the same consultation, not in a self-experiment.

Blood sugar lowering medication

For several plants in this group, above all for ginseng and tulsi, effects on blood sugar have been described. The systematic review on tulsi lists metabolic disorders including diabetes and metabolic syndrome explicitly among the endpoints examined. Whoever takes insulin, sulfonylureas or other blood sugar lowering agents can slip lower than planned because of this. That is not a ban. It is a reason to measure more often in the first weeks and to discuss the combination beforehand.

Anticoagulants and ginseng

For ginseng, the interaction with anticoagulants is an established research topic. In an investigation with cell experiments and a rat model, ginsenosides weakened the anticoagulant action of warfarin, among other routes via an altered expression of clotting factors and of cytochrome P450 enzymes in the liver. That is an animal and cell study and cannot be transferred directly to humans. As a reason to talk with the practice treating you, it is more than enough.

One practical note for Germany. The vitamin K antagonist commonly used here is not warfarin but phenprocoumon. Both are prescription only. Whether the signal from the rat study transfers is open. Anyone taking an anticoagulant should therefore not start anything from this group without agreement, and in case of doubt should have the INR checked more closely.

Study

A working group examined the interaction between warfarin and ginsenosides in cell experiments and in rats with elevated blood lipids. In vivo, rat, plus in vitro

After prolonged joint administration, the anticoagulant action of warfarin was weakened. Offered as an explanation are increased levels of clotting factors and an altered activity of hepatic cytochrome P450 enzymes.

What this means for you: these are animal and cell data, not a human study. With a substance with a narrow therapeutic window such as an anticoagulant, this signal is nevertheless to be taken seriously.

Lin JF, Fan LL, Li BW et al. Eur J Pharm Sci 2019;142:105100. DOI: 10.1016/j.ejps.2019.105100

Quality: why the word on the package says the least

Suppose you have informed yourself, you have spoken with your physician, you want to try it. Then comes the question almost nobody talks about: is what the label says even inside the tin?

An investigation of around 40 commercial rhodiola products examined exactly this. About one fifth of the products that declared Rhodiola rosea contained no rosavin, that is the marker substance by which Rhodiola rosea is distinguished from related species. In some products salidroside was missing too. Around 80 percent of the remaining commercial products were below the preparations registered as medicines in rosavin content and appeared blended with other rhodiola species. Rhodiola crenulata is named as a frequent blending partner.

Study

A working group analysed around 40 commercially available rhodiola products with thin layer chromatography, mass spectrometry and nuclear magnetic resonance and compared registered medicines with unregistered food supplements. Review, market analysis, approx. 40 products

About one fifth of the products with a Rhodiola rosea claim contained no rosavin. Around 80 percent of the remaining commercial products were below the registered medicines in rosavin content and showed indications of admixture of other rhodiola species.

What this means for you: the discussion about efficacy can only be held once it is clear what is inside the capsule. In one fifth of the tested products it was not the declared species.

Booker A, Jalil B, Frommenwiler D et al. Phytomedicine 2016;23(7):754-762. DOI: 10.1016/j.phymed.2015.10.006

What on a label actually carries information

  • The complete botanical species, so for example Rhodiola rosea L., not just roseroot
  • The plant part used, so root, rhizome, leaf or fruit
  • The drug-extract ratio, so how much plant goes into how much extract
  • The extraction solvent, because water and ethanol dissolve out different groups of substances
  • The declared marker substances with amounts, such as rosavins and salidroside or withanolides
  • Whether it is a registered traditional herbal medicinal product or a food supplement
  • A batch number and a named analysis, not just a seal without a test criterion
A legal note that rounds this off For none of these plants is a health claim authorised in the European Union. The assessment of botanical claims has been on hold for years. What I report here from studies is therefore the state of research, not a permitted advertising statement for a food supplement. If a concrete effect is nevertheless promised on a package, that is not bold, it is simply not allowed.
Reframe

The word adaptogen on the front is the least informative statement on the whole package. It can be used freely, it describes no amount and it describes no quality.

The back decides. If there is no species, no extract ratio and no marker substance there, you basically do not know what you are thinking about.

Why sleep, light and recovery stay the foundation

Now comes the part where I am least diplomatic. Because it follows logically from everything above.

If the explanatory model for adaptogens is hormesis, then they need functioning recovery in order to be able to do anything at all. A stimulus without recovery is not training. A stimulus without recovery is simply strain.

That means: whoever chronically sleeps too little, sees no daylight in the morning, hardly moves, eats constantly under time pressure and never has a real break gives their system no opportunity to make an adaptation out of any stimulus. Not out of a botanical one either.

An adaptogen may perhaps modulate an existing capacity for recovery. It cannot create that capacity. That is why the foundation is not the preliminary stage before the actual measure. It is the condition for a measure to be able to take hold at all.

And there is something else that is bigger than any capsule. If you are considering whether an adaptogen might do something for you, then behind that there is usually not the question of a substance at all. Behind it there is a need: you want to be able to respond to strain again without every week knocking you over. You want to come down in the evening. You want to be someone in the morning who can carry a day.

That is not a wish about a symptom. That is a wish for agency. And agency is not a side issue in life, it is fairly precisely what people mean by quality of life.

Clarify first, lifestyle second

Persistent exhaustion is not a lifestyle topic until the opposite has been checked

Before the three levers come, one sentence I say in the practice every single time. If exhaustion stays longer than two to four weeks or gets worse, it belongs in a medical work-up. The European rhodiola monograph puts it exactly that way: if symptoms persist longer than two weeks, a doctor should be consulted.

There are a handful of causes that should not be missed and that are simple to measure: iron deficiency and anaemia, an underactive thyroid, disturbed blood sugar, sleep apnoea, depression and, more rarely, more serious illnesses. This work-up is not a preliminary stage to the three levers. It comes before them.

Three levers that come before any capsule

  • Light in the morning. Daylight in the first hour after waking counts as one of the strongest signals for your daily rhythm and with it for the course of your cortisol curve. Outdoors, without sunglasses, a few minutes. A window can only partly replace this, because indoor light intensity is lower by orders of magnitude.
  • A reliable sleep window. Not more hours, but more equal times. A regular time for lying down can stabilise the axis more than catching up on hours at the weekend. Regularity seems to matter more here than sheer quantity.
  • Movement with a real break afterwards. Regular, moderate, with recovery days. Exactly the same hormetic arc we talked about above, only with a tool whose effectiveness is well documented.

And now you know why in my practice I almost never start with the question about the preparation. Not because plants would not interest me. But because their own theory says that without a foundation they do not get much to do.

How I place the term today

I write this as one position among several, not as a final word.

As an advertising promise I consider the word adaptogen weak. It suggests a tested category that legally does not exist, and it quietly transfers the trust earned by one plant onto all the others on the same shelf.

As a thinking tool I consider it rather good. It forces a question that is rarely asked out loud in medicine: not which value is too high, but how well can this system still answer and then come to rest again? Capacity to regulate instead of a snapshot.

This question also stands at the beginning of clinical psychoneuroimmunology. And it stays right whether or not a plant is involved in the end.

The interesting legacy of adaptogen research is not the list of plants. It is the question about the capacity to adapt.

Shukri Jarmoukli

If after all this you would still like to try something, then that is a completely legitimate decision. It just belongs in a certain order: first the foundation, then a conversation about your pre-existing conditions and your medications, then a deliberate decision about a specific preparation with a comprehensible declaration, and then an honest observation of what actually changes. Not by the laboratory value alone, but by your morning, your afternoon and your sleep.

Frequently asked questions about adaptogens

What are adaptogens, explained simply?

Adaptogens are a group of plants that are said to raise general resistance to strain. The term comes from post-war Soviet pharmacology and was formalised in 1969 by Brekhman and Dardymov in a review article.

Three criteria were named back then: a non-specific action against strains of very different kinds, a balancing direction regardless of where a system has drifted, and little disturbance of normal bodily functions.

Worth knowing: adaptogen is a category from research history. It is not an approved medical indication and not a protected quality term. Anyone may write the word on a package.

Are adaptogens scientifically recognised?

Partly. There are real human studies, above all on Rhodiola rosea and on Withania somnifera. For ashwagandha, a meta-analysis of nine randomised trials with 558 people found a reduction of the Perceived Stress Scale by 4.72 points and of serum cortisol by 2.58 units compared with placebo. The confidence intervals for two of these three results reach close to zero though, so the true effect could also be very small.

At the same time many studies are small, short and methodologically open to criticism. The European medicines authority published its own reflection paper on the adaptogenic concept in 2008. The monographs on rhodiola and eleutherococcus rest explicitly on traditional use, not on demonstrated efficacy.

So what is recognised is the question. Not the promise on the package.

How are adaptogens supposed to act on the HPA axis?

The HPA axis connects hypothalamus, pituitary and adrenal cortex and steers cortisol release. According to the common model, adaptogens are not supposed to push cortisol down directly, but to influence how well this axis regulates itself.

Mechanistic work describes heat shock proteins such as Hsp70, the stress kinase JNK1, FOXO transcription factors and nitric oxide as points of attack. A large part of these data comes from cell cultures and from animal models.

In humans, what has been shown so far is mainly changes in cortisol values and in questionnaire scores. The complete chain from capsule to heat shock protein has not been shown end to end in humans.

Is a lower cortisol automatically a good result?

No, and this is one of the most frequently overlooked points. Cortisol is not a pollutant. It releases energy, it slows inflammation and it organises your daily rhythm.

In a randomised trial with 60 stressed adults, a standardised ashwagandha extract lowered not only morning cortisol but also DHEA-S. That speaks for the idea that here no single stress hormone was throttled selectively, but that the adrenal cortex as a whole was working differently.

Moving a number downwards is not the same as letting an axis regulate better. More useful than a single target value is the question of whether course, sleep and resilience change.

Which adaptogen has the best study situation?

By number and recency of randomised trials, ashwagandha leads, followed by Rhodiola rosea. For ashwagandha there are several meta-analyses on stress, anxiety and sleep.

For rhodiola, a systematic review found 11 includable studies. Two out of six studies on physical and three out of five on mental fatigue came out positive, while all of the work carried a high or unclear risk of bias.

For Panax ginseng, a meta-analysis across 19 studies found no significant effect on fatigue severity in the overall analysis, though it did in individual subgroups with small effect sizes. For schisandra and eleutherococcus, much rests on older, predominantly Russian-language work.

What is hormesis and what does it have to do with adaptogens?

Hormesis describes a biphasic dose-response relationship: a small strain provokes an adaptation, a large one provokes damage. The curve is an upside down U, not a straight line.

Exactly this pattern is used as an explanatory model for adaptogens. A large review describes adaptogens at low dose as mild stress mimetics that switch on adaptive signalling pathways.

If this model holds, something uncomfortable for the supplement market follows from it. More is not better. And an adaptation arises only through the recovery afterwards, not through the stimulus alone.

Which risks and interactions are known for adaptogens?

For ashwagandha, a case series from Iceland and the US DILI network has been published. Five people developed jaundice with cholestatic or mixed liver injury after two to twelve weeks of use. In four of them the liver values came back into the normal range within one to five months.

Further described are single cases of painless thyroiditis as well as shifts in thyroid values in a small safety analysis. For ginseng, the interaction with anticoagulants is a known research topic, among other routes via cytochrome P450 enzymes in the liver.

If yellowing of eyes or skin, dark urine or persistent itching appear while taking these preparations, the product should be stopped and liver values checked medically at short notice.

In pregnancy and breastfeeding, robust safety data are missing, and the European rhodiola monograph lists both explicitly as a contraindication. For children and adolescents under 18 years of age, use is not recommended in the European monographs. With autoimmune disease, alongside sedatives, alongside blood sugar lowering agents and alongside thyroid medication, taking these preparations belongs in medical consultation, not in a self-experiment.

How do I recognise an adaptogen preparation of good quality?

The least helpful thing is the word adaptogen on the front. More informative are the botanical species, the plant part, the extraction solvent, the drug-extract ratio and the declared marker substances with amounts.

How important that is, is shown by an analysis of around 40 commercial rhodiola products. About one fifth of the preparations that declared Rhodiola rosea contained no rosavin. Around 80 percent of the rest were below the registered medicines in rosavin content and appeared blended with other rhodiola species.

Registered traditional herbal medicinal products are subject to stricter quality requirements than pure food supplements. That is a very practical distinguishing feature when buying.

Why are almost all adaptogen studies positive?

That is itself a finding worth taking seriously. In a systematic review on tulsi, all 24 included human studies reported favourable clinical results. Something like that almost never happens in medicine.

The obvious explanation is called publication bias. Studies without an effect are submitted less often, accepted less often and found less often. Added to this are small sample sizes, short durations of mostly four to twelve weeks, strong heterogeneity and a clustering of studies from few centres and manufacturer environments.

That does not devalue the work. But it changes how confidently one may draw conclusions from it. Conversely, missing evidence is not evidence of ineffectiveness either.

Can adaptogens replace sleep, movement and recovery?

No, and from their own explanatory model they cannot even do so in theory. If an adaptogen works through a hormetic adaptation response, it needs functioning recovery for the stimulus to become an adaptation.

Sleep, daylight in the morning, regular movement, stable blood sugar curves and real breaks are therefore not a preliminary stage but the condition. A stimulus without recovery is not training, it is just additional strain.

An adaptogen can at best modulate an existing capacity for recovery. It cannot create it.

Is adaptogen a legally protected term in Europe?

No. The Committee on Herbal Medicinal Products of the European medicines agency published a reflection paper on the adaptogenic concept in 2008 that frames the term and describes the assessment route for such preparations.

No separate indication called adaptogen has come out of it. The term appears in the rhodiola monograph only as a descriptive addition inside the stress indication, not as a field of application of its own. The European monographs formulate restrained fields of application: for rhodiola the temporary relief of stress symptoms such as fatigue and a sense of weakness, for eleutherococcus symptoms of asthenia.

Both explicitly on the basis of long-standing traditional use, not on the basis of demonstrated efficacy. On food supplements the word can be used freely anyway.

Who is the term adaptogen still useful for?

As a marketing promise it is of little use. As a thinking tool it is workable.

It steers attention away from the question of which symptom is being suppressed towards the question of how well a system can answer a strain and then wind down again. That question is clinically valuable, regardless of whether a plant is involved in the end.

Whoever asks it looks at the capacity to regulate instead of at a single value. From my point of view, that is the genuinely interesting legacy of an otherwise rather overloaded piece of vocabulary.

Where this topic connects

Adaptogens never stand alone. They touch stress physiology, hormonal axes, sleep and nutrient supply all at once.

About the author

Shukri Jarmoukli

Physician · Self-chosen area of focus: integrative medicine, no specialist title in this field · ViveCura Berlin

I work in Berlin with people whose standard diagnostics come back unremarkable while how they feel is still not right. My perspective comes from clinical psychoneuroimmunology: nervous system, immune system, metabolism and hormonal system hang together and cannot be looked at separately.

With medicinal plants that means two things for me. I take them seriously enough to really look at the studies, and I take them seriously enough to name their limits and their risks clearly. Conventional diagnostics and therapy are important and right in this. What an integrative view can add are additional angles on the same question, for instance lifestyle, history of strain and capacity to regulate. That replaces nothing, it comes on top.

ViveCura · Skalitzer Straße 137, Berlin · vivecura.com

Sources

The studies cited are cross-checked via PubMed or directly via the publisher page and are linked by DOI. Authority documents are marked as such and link to the original page of the European medicines agency. On the question of whether adaptogens as a group have a robust clinical benefit, no large, long-term and methodologically unassailable studies exist so far. The connections presented here rest on physiology, on mechanistic work from cell culture and animal models, on predominantly small randomised trials and on meta-analyses with marked heterogeneity. That is biologically plausible, but not documented with the same certainty as it would be through large randomised trials in the target population.

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This text does not replace medical advice or individual diagnostics. If you take medication, have a liver condition, a thyroid condition, a kidney condition or an autoimmune disease, if surgery is planned, if you are pregnant or are breastfeeding, every decision about botanical preparations belongs in medical hands. For children and adolescents under 18 years of age, use is not recommended in the European monographs. With exhaustion persisting longer than two to four weeks, a medical work-up comes first, before you think about preparations.

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